XML Schema tutorial - Basics

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beginner

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Introduction

This is a beginners tutorial for XML Schema (often called XSD in reference to the file name extension *.xsd)

Objectives

Understand the purpose of XSD
Be able to cope with XSD editing
Translate DTDs to XSD with a conversion tool
Modify data types of a given XSD
Write very simple XSD grammars
Use XML files with XSD namespaces together with XSLT stylesheets

Prerequisites

Editing XML (being able to use a simple DTD). Catch up with the Editing XML tutorial
Be somewhat familiar with DTD's (see the DTD tutorial)
XML namespaces (some, have a look at the XML namespace article. At least you should know why the XSD prefix could be "xs" or "xsd" or "banana"....)
HTML and CSS (some)
Warning: XSD is a rather complex schema definition language. For one problem there always exist several good solutions.

These slides have been prepared with the help of

The W3C XML Schema primer: http://www.w3.org/TR/xmlschema-0/
Roger Costello s extensive XML Schema tutorial: http://www.xfront.com/

Types of XML grammars

We may distinguish between several kinds of XML grammars

Kinds of XML grammars

A grammar-based schema specifies what elements may be used in an XML document, the order of the elements, the number of occurrences of each element, and finally the content and datatype of each element and attribute.

An assertion-based schema makes assertions about the relationships that must hold between the elements and attributes in an XML instance document.

Comparison between grammar-based schemas

Features	DTD	XML Schema	Relax NG
Adoption	wide spread	Data-centric applications like web services	R&D mostly
Complexity of structure	Medium	Powerful (e.g. sets, element occurrence constraints)	Powerful
Data types	Little (10, mostly attribute values)	Powerful (44 + your own derived data types)	Powerful (same as XSD)
Overall complexity	low	high	medium
XML-based formalism	no	yes	yes (also a short notation)
Association with XML document	DOCTYPE declaration	Namespace declaration	No standard solution
Browser support	IE (not Firefox)	no	no
File suffix	*.dtd	*.xsd	.rng / .rnc
Entities	yes	no (use xinclude instead)	no

XML Schemas were created to define more precise grammars than with DTDs, in particular one can define Data Types and more sophisticated element structures

DTD supports 10 datatypes, mostly for attributes. XML Schema supports 44 datatypes and in addition, you can define your own.

Relax NG was a reaction by people who didn't like this new format. It is about as powerful as XSD. but not as complicated.

Resources

XML Schema (also called XSD or simply Schema) is difficult

A good way to learn XSD is to translate your own DTDs with a tool and then study the code

See also chapter 3. From DTDs to XSDs [30]

W3C websites:

url: http://www.w3.org/XML/Schema (W3C Overview Page)

url: http://www.w3.org/TR/xmlschema-0/ The W3C XML Schema primer

Specifications:

url: http://www.w3.org/TR/xmlschema-1/ XML Schema Part 1: Structures Second Edition 2004

url: http://www.w3.org/TR/xmlschema-2/ XML Schema Part 2: Datatypes Second Edition 2004

Tools:

Exchanger XML Editor can handle XML Schema

Support for XSD editing
Validation of XSD file
Validation of XML against XSD
DTD/XSD/Relax NG translation

XSD bare bones

The structure and namespace of an XSD file

As any XML file, an XSD file must start with an XML declaration

Root of an XSD is <schema> ... </schema>

Attributes of schema are used to declare certain things (see later)

XSD makes use of namespaces since we have to make a distinction between code that belongs to XSD and code that refers to the defined elements and attributes (same principle as in XSLT).

Complex XSD files refer to more than one "Schema" namespace (see later)

Structure of an XSD file

Namespaces and namespace prefixes

Since XSD is XML, one must be able to dinguish XSD elements from the language you are defining.

You either can define a prefix for the XSD elements or one for your own XML elements. See solution 1 and 2 below
You then can decide whether your XML elements are namespaced or not

Solution 1: Give a namespace prefix to the XSD code

We define the xs: prefix for the XSD namespace

Doesn't matter what prefix we use (usually xs: but often xsd:)

elementFormDefault="qualified" means that your target XML files will not have namespaces

Example: XSD definition for a simple recipe (ignore the details, and just look at the namespace declaration and prefix)

 <?xml version="1.0" encoding="UTF-8"?>
 <!-- Simple recipe Schema -->
 <xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema"
            elementFormDefault="qualified">
   <xs:element name="list">
     <xs:complexType>
       <xs:sequence>
         <xs:element maxOccurs="unbounded" ref="recipe"/>
       </xs:sequence>
     </xs:complexType>
   </xs:element>
   .....
  </xs:schema>

Solution 2: Give a namespace to target code and then prefix it

The following solution is less often used.

We use a prefixed namespace for our XML elements

The XML Schema namespace becomes default namespace, i.e. XSD elements will not be prefixed as shown in the next example.

Example: XSD definition for a simple recipe

 <schema
	xmlns='http://www.w3.org/2000/10/XMLSchema'
	targetNamespace='http://yourdomain.org/namespace/'
	xmlns:t='http://yourdomain.org/namespace/'

  <element name='list'>
   <complexType>
    <sequence>
     <element ref='t:recipe' maxOccurs='unbounded'/>
    </sequence>
   </complexType>
  </element>

Association of an XSD with an XML file - validation

An XML document described by a XSD is called an instance document. As with DTDs, you do not need to create an association in the XML file in order to validate an XML file, you could "manually" validate an XML against an XSD and most XML editors will allow you to do so. For example, in XML Exchanger, simply click the validate icon, then select the XSD file when asked....

However, we will show two solutions for "linking" an XSD to an XML file.

Association of XSD with XML, Solution 1

You must declare the XMLSchema-instance namespace. It's a little extra XML language that allows to link XSDs to XML files.

The xsi:noNamespaceSchemaLocation attribute defines the URL of your XSD

Warning: Make sure you get its spelling and case right !!!

Example:

XML: recipe-no-ns.xml

 <?xml version="1.0" ?>
 <list
   xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
   xsi:noNamespaceSchemaLocation="recipe-no-ns.xsd">
   <recipe> ....
 </list>

XSD file: recipe-no-ns.xsd

 <?xml version="1.0" ?>
 <xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema"
            elementFormDefault="qualified">
   <xs:element name="list">

Association of XSD with XML, Solution 2

This solution is more popular for various reasons (e.g. most XML languages require a namespace declaration anyhow).

1. Both the XML and the XSD file must contain a namespace declaration for your domain

2. The XML file must contain in addition:

a namespace declaration for XMLSchema-instance
a xsi:schemaLocation attribute that tells where to find the XSDs. This attribute can have as many "namespace-URL" pairs as you like

Example: XML for a simple recipe with an associated XSD

recipe.xml

  <?xml version="1.0"?>
  <list
    xmlns="http://myrecipes.org/"
    xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
    xsi:schemaLocation="http://myrecipes.org/ recipe.xsd" 
   >
    <recipe>
      <meta> .....</meta>
      ......
    </recipe>
  </list>

If you wish to reuse this code fragment for your own XML: You must make two changes in the code above, i.e. define

A namespace for your own tags, e.g.

xmlns="http://your_domain/something/"

Tell for a given namespace, where to find the XSD file, e.g.

xsi:schemaLocation="http://yourdomain/something/ some-schema.xsd"

Example XSD file:

recipe.xsd

 <?xml version="1.0"?>
 <!-- Simple recipe Schema -->
 <xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema"
            targetNamespace="http://myrecipes.org/" 
            xmlns="http://myrecipes.org/" 
            elementFormDefault="qualified">
    ....
 </xs:schema>

This XSD defines a default namespace (no prefixes) for your tags

Again, in your XML, you should substitute http://myrecipes.org/ by an URL of your own, preferably an URL over which you have control, e.g. a blog or a home page.

Example: IMS Content Packaging 1.1.4 and IMS/LOM Metadata

This XML file uses two XML vocabularies: imscp and imsmd

 <manifest 
   xmlns="http://www.imsglobal.org/xsd/imscp_v1p1"
   xmlns:imsmd="http://www.imsglobal.org/xsd/imsmd_v1p2" 
   xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" 
   identifier="MANIFEST-1"
   xsi:schemaLocation=
    "http://www.imsglobal.org/xsd/imscp_v1p imscp_v1p1.xsd 
     http://www.imsglobal.org/xsd/imsmd_v1p2 imsmd_v1p2p2.xsd">
  <metadata>
     <imsmd:lom> ...... </imsmd:lom>
  </metadata>
  <organizations default="learning_sequence_1">
 .....

imscp_v1p1 is the default namespace (no prefix)
imsmd_v1p1 is the namespace for metadata.

Extract of ims_v1p1.xsd

 <xsd:schema 
     xmlns = "http://www.imsglobal.org/xsd/imscp_v1p1"
     targetNamespace = "http://www.imsglobal.org/xsd/imscp_v1p1"
     xmlns:xsi = "http://www.w3.org/2001/XMLSchema-instance"
     xmlns:xsd = "http://www.w3.org/2001/XMLSchema"
     version = "IMS CP 1.1.4"     elementFormDefault = "qualified">

Defining elements, attributes and structure

Element definitions

Recall that XML structure has to do with nesting elements, so we firstly need to learn how to define elements.

Elements are defined with xs:element,

<xs:element>

Example of a simple element without children and attributes:

<xs:element name="author" type="xs:string"/>

It's DTD equivalent would be:

<!ELEMENT author (#PCDATA)>

Element children can be defined in two ways:

The Russian puppet model: use a 'complexType' child element
The Salami model: use a 'type' attribute that refers to a data type you defined as 'complexType'.

Let's examine both ways:

The Russan puppet model: <xs:complexType> (1)

complexType is a child element of element and it will define the possible "data structures" for the element. In the example below we define five child elements for "recipe" - i.e. recipe_name, ingredietns and directions. We also could define attributes, grand children that way.

 <xs:element name="recipe">
     <xs:complexType>
       <xs:sequence>
         <xs:element ref="meta"/>
         <xs:element minOccurs="0" ref="recipe_author"/>
         <xs:element ref="recipe_name"/>
         <xs:element ref="ingredients"/>
         <xs:element ref="directions"/>
       </xs:sequence>
     </xs:complexType> 
   </xs:element>

The Russian puppet model is recommended for very simple DTDs. The Salami model below is more modular and therefore a better solution, most of the time.

The Salami model: <xs:complexType> (2)

You can declare a complex type by itself and then "use it" in an element declaration.

Example XSD: recipe2.xsd

Defining an element that refers to a complex type for its child elements:

 <xs:element name="recipe" type="recipe_contents" />

Defining the complex type:

 <xs:complexType name="recipe_contents">
       <xs:sequence>
         <xs:element ref="meta"/>
         <xs:element minOccurs="0" ref="recipe_author"/>
         <xs:element ref="recipe_name"/>
         <xs:element ref="meal"/>
         <xs:element ref="ingredients"/>
         <xs:element ref="directions"/>
       </xs:sequence>
 </xs:complexType>

Data types

Simple data types allow to define what kind of data elements and attributes can contain

Examples:

Simple Type	Examples (delimited by commas)	Explanation
string	Confirm this is electric	A text string
base64Binary	GpM7	Base86 encoded binary data
hexBinary	0FB7	HEX encoded binary data
integer	...-1, 0, 1, ...
positiveInteger	1, 2, ...
negativeInteger	... -2, -1
nonNegativeInteger	0, 1, 2, ...
long	-9223372036854775808, ... -1, 0, 1, ... 9223372036854775807
decimal	-1.23, 0, 123.4, 1000.00
float	-INF, -1E4, -0, 0, 12.78E-2, 12, INF, NaN
boolean	true, false, 1, 0
duration	P1Y2M3DT10H30M12.3S	1 year, 2 months, 3 days, 10 hours, 30 minutes, and 12.3 seconds
dataTime	1999-05-31T13:20:00.000-05:00	May 31st 1999 at 1.20pm Eastern Standard Time
date	1999-05-31
time	13:20:00.000, 13:20:00.000-05:00
gYear	1999
Name	shipTo	XML 1.0 Name type
QName	po:USAddress	XML Namespace QName
anyURI	http://www.example.com/
language	en-GB, en-US, fr	valid values for xml:lang as defined in XML 1.0

In addition to the built-in simple data types, one can define list types, union types and complex types. We already have shown an example with complex types above. Complex types include structural information, i.e. use of child elements.

We shall introduce how to define simple types - e.g. lists of terms or ranges of numerical values that the user must choose from - in section Value restrictions

Organization of elements

XSD allows for quite sophisticated occurrence constraints, i.e. how child elements can be used within an element. Here we only cover a few basic design patterns

Salami vs. russian puppet style

As already mentioned, it is usually best to define all elements in a flat list and then refer to these when you define how child elements are to be inserted

Defining elements within elements (not so good)

 <xs:element name="meta">
     <xs:complexType>
       <xs:sequence>
         <xs:element name="author" type="xs:string"/>
         <xs:element name="version" type="xs:string"/>
         <xs:element name="date" type="xs:string"/>
       </xs:sequence>
     </xs:complexType>
 </xs:element>

Defining child elements with a reference (generally a better solution)

The XML meta elements has an author child element. ref="author" refers to a definition for author made elsewhere, e.g. below or before.

 <xs:element name="meta">
   <xs:complexType>
     <xs:sequence>
         <xs:element ref="author"/>
         .....
     </xs:sequence>
   </xs:complexType>
 </xs:element>

 .....
 <xs:element name="author" type="xs:string"/>
 ....

Sequences

Number of times a child element can occur is defined with minOccurs and maxOccurs attributes.

Example: A list of ordered child elements (salami style)

   <xs:element name="meta">
     <xs:complexType>
       <xs:sequence>
         <xs:element ref="author"/>
         <xs:element ref="date"/>
         <xs:element ref="version"/>
       </xs:sequence>
     </xs:complexType>

   <xs:element name="version" type="xs:string"/>
   <xs:element name="date" type="xs:string"/>
   <xs:element name="author" type="xs:string"/>

Example: A list with one more recipe child elements

   <xs:element name="list">
     <xs:complexType>
       <xs:sequence>
         <xs:element maxOccurs="unbounded" ref="recipe"/>
       </xs:sequence>
     </xs:complexType>
   </xs:element>

The list element can include between 1 and N recipe elements

Example: A list with an optional email element - repeatable

  <xs:element name="person">
     <xs:complexType>

       <xs:sequence>
         <xs:element ref="name"/>
         <xs:element minOccurs="0" maxOccurs="unbounded" ref="email"/>
         <xs:element ref="link"/>
       </xs:sequence>

       <xs:attributeGroup ref="attlist.person"/>

     </xs:complexType>
   </xs:element>

The person element

must include a name element
can include 0, 1 or many email elements
must include a link element
also defines attributes (see below)

Choice

Example: Optional repeatable child elements

XSD:

   <xs:element name="INFOS">
     <xs:complexType>
       <xs:choice minOccurs="0" maxOccurs="unbounded">
         <xs:element ref="date"/>
         <xs:element ref="author"/>
         <xs:element ref="a"/>
       </xs:choice>
     </xs:complexType>
   </xs:element>

XML:

 <INFOS> <date></date> <author></author> <a></a> <date></date> .... </INFOS>

Example: Either - or child elements

XSD:

  <xs:element name="ATTEMPT">
     <xs:complexType>
       <xs:choice>
         <xs:element ref="action"/>
         <xs:element ref="EPISODE"/>
       </xs:choice>
     </xs:complexType>
   </xs:element>

XML:

 <ATTEMPT> <action>He killed the DTD </action> </ATTEMPT>

 ATTEMPT> <EPISODE> ...... </EPISODE> </ATTEMPT>

Mixed contents (tags and text)

XSD:

   <xs:element name="para">
     <xs:complexType mixed="true">
       <xs:sequence>
         <xs:element minOccurs="0" maxOccurs="unbounded" ref="strong"/>
       </xs:sequence>
     </xs:complexType>
   </xs:element>
   <xs:element name="strong" type="xs:string"/>

XML:

 <para> XML is <strong>so</strong> cool ! </para>

Empty elements

Simply define an element and do not define any child elements

<xs:element name="author" type="xs:string"/>

Of course this also applies to complex elements:

Attributes

To declare attributes, you must define complexTypes, since simple elements cannot have attributes.

We will not cover all possibilities here, but just demonstrate with examples

Russian puppet style

A typical attribute definition inside an element definition looks like this:

 <xs:element name="Name">
  <xs:complexType>
    <xs:attribute name="lang" type="xs:string" use="required"/>
  </xs:complexType>
 </xs:element>

The use parameter: can be either optional, prohibited or required. The default is "optional"

The above code is actually a short hand notation for:

 <xs:element name="Name">
  <xs:complexType>
   <xs:simpleContent>
    <xs:extension base="xs:string">
      <xs:attribute name="lang" type="xs:string" use="required"/>
    </xs:extension
   </xs:simpleContent>
  </xs:complexType>
 </xs:element>

XML example

<Name lang="English"/>

Attribute groups

Salami style

More complex attributes are better declared with attribute groups, since attribute groups are reusable, i.e. the equivalent of DTD s parameter entities.

Example: Defining attributes with attribute groups

url: family.xsd

 <xs:element name="person">
     <xs:complexType>
       <xs:attributeGroup ref="attlist.person"/>
     </xs:complexType>
 </xs:element>

The element definition above refers to a named attribute group defined below

 <xs:attributeGroup name="attlist.person">
     <xs:attribute name="name" use="required"/>


     <xs:attribute name="gender">
       <xs:simpleType>
         <xs:restriction base="xs:token">
           <xs:enumeration value="male"/>
           <xs:enumeration value="female"/>
         </xs:restriction>
       </xs:simpleType>
     </xs:attribute>

     <xs:attribute name="type" default="mother">
       <xs:simpleType>
         <xs:restriction base="xs:token">
           <xs:enumeration value="mother"/>
           <xs:enumeration value="father"/>
           <xs:enumeration value="boy"/>
           <xs:enumeration value="girl"/>
         </xs:restriction>
       </xs:simpleType>
     </xs:attribute>

     <xs:attribute name="id" use="required" type="xs:ID"/>
 </xs:attributeGroup>

Valid XML fragment:

url: family.xml

 <family>
   <person name="Joe Miller" gender="male" type="father" id="I123456789"/>
   <person name="Josette Miller" type="girl" id="I123456987"/>
 </family>

Value restrictions

In a loose sense, by value restriction we refer to the fact that XSD allows to define various kinds of data types (e.g. lists) or restrictions on data types such as numbers and strings.

Simple user-defined types (simpleType)

Simple Types allow to define lists of words and selections for example

Example: A list of numbers

XSD:

 <xsd:element name="listOfMyInt" type="listOfMyIntType"/>

 <xsd:simpleType name="listOfMyIntType">
     <xsd:list itemType="xsd:integer"/>
 </xsd:simpleType>

XML:

 <listOfMyInt>20003 15037 95977 95945</listOfMyInt>

Example: Restricted lists of words to choose from (in two variants)

The user must choose between a list of possible contents. The example below defines restrictions on element contents: three alternatives for a theory element and five alternatives for a Country element.

XSD:

<!-- (1) A modular solution -->
 <xsd:element name="theory" type="list_theories"/>

 <xsd:simpleType name="list_theories">
     <xsd:restriction base="xsd:string">
         <xsd:enumeration value="constructivism"/>
         <xsd:enumeration value="behaviorism"/>
         <xsd:enumeration value="cognitivism"/>
     </xsd:restriction>
 </xsd:simpleType>

<!-- (2) A russian puppet solution -->

 <xsd:element name="Country">
          <xsd:simpleType>
            <xs:restriction base="xsd:string">
              <xsd:enumeration value="FR" />
              <xsd:enumeration value="DE" />
              <xsd:enumeration value="ES" />
              <xsd:enumeration value="UK" />
              <xsd:enumeration value="CH" />
            </xsd:restriction>
          </xsd:simpleType>
        </xsd:element>

Valid XML example:

 <theory>constructivism</theory>
 <country>CH</country>

Example: Restrictions of a single number

XSD (using russian puppet style):

 <xs:element name="age">

  <xs:simpleType>
   <xs:restriction base="xs:integer">
     <xs:minInclusive value="0"/>
     <xs:maxInclusive value="120"/>
   </xs:restriction>
  </xs:simpleType>

 </xs:element>

XML:

 <age>100</age>

Value constraints with xs:restriction

One can put restraints on element or attribute values in many several ways. We suggest finding solutions to typical problems by googling (including regexp web sites).

Example we already introduced above: Restrict values for an age element

<xs:element name="age">
  <xs:simpleType>
     <xs:restriction base="xs:integer">
        <xs:minInclusive value="0"/>
      <xs:maxInclusive value="120"/>
     </xs:restriction>
  </xs:simpleType>
</xs:element>

We also could have required a 1-3 digit number, being optimistic about future life expectancy...

<xs:element name="age">
  <xs:simpleType>
    <xs:restriction base="xs:integer">
      <xs:totalDigits value="3"/>
    </xs:restriction>
  </xs:simpleType>
</xs:element>

The next example shows how to require that a string includes at least 200 characters and no more than 1000.

  <xs:element name="p">
  	<xs:simpleType>
      <xs:restriction base="xs:string">  
        <xs:minLength value="200"/>  
        <xs:maxLength value="1000"/>  
      </xs:restriction> 
    </xs:simpleType>
  </xs:element>

A quite powerful method is to use regular expressions with the pattern element:

The following regexp would require a four letter word starting with G

 G[a-z}{3}

The following XML fragment defines a legal email address (hopefully)

<xs:element name="Email">
   <xsd:restriction base="xsd:string">
     <!-- too complex
      <xs:pattern value="\b[A-Z0-9._%+-]+@[A-Z0-9.-]+\.[A-Z]{2,4}\b"/>
      -->
      <xs:pattern value="(\w[-._\w]*\w@\w[-._\w]*\w\.\w{2,3})"/>
    </xsd:restriction>
</xs:element>

Restriction on attributes

The exact same logic applies to attributes. The following example defines an price element with an attribute defining the currency. Note, that we could have included the attribute definition within the definition of the "price element" (russian puppet style).

   <xs:element name="price">
    <xs:complexType mixed="true">
      <xs:attributeGroup ref="attlist.price"/>
    </xs:complexType>
  </xs:element>

  <xs:attributeGroup name="attlist.price">
    <xs:attribute name="currency" default="CHF">
      <xs:simpleType>
        <xs:restriction base="xs:token">
          <xs:enumeration value="CHF"/>
          <xs:enumeration value="Euros"/>
          <xs:enumeration value="Dollars"/>
        </xs:restriction>
      </xs:simpleType>
    </xs:attribute>
  </xs:attributeGroup>

Some Design patterns

(needs to be expanded over the years .... - Daniel K. Schneider 18:02, 9 December 2010 (CET))

In the meantime see also:

Introducing Design Patterns in XML Schemas
Global versus Local Recommended reading !

Mixed contents with typed elements inside

<?xml version="1.0" encoding="UTF-8"?>

<!-- A mixed type -->
<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema" xmlns="http://mymix.org/" 
	       targetNamespace="http://mymix.org/" elementFormDefault="qualified">
	       
	<xs:element name="list">
		<xs:complexType>
			<xs:sequence>
				<xs:element ref="TextAndNumbers" maxOccurs="unbounded"/>
			</xs:sequence>
		</xs:complexType>		
	</xs:element>
	
	<xs:element name="TextAndNumbers" type="TextNumberMix"/>
	
	<xs:complexType name="TextNumberMix">
		<xs:complexContent mixed="true">
			<xs:restriction base="xs:anyType">
				<xs:sequence>
					<xs:element name="number1" type="xs:integer"/>
					<xs:element name="number2" type="xs:integer"/>
					<xs:element name="number3" type="xs:integer"/>
				</xs:sequence>
			</xs:restriction>
		</xs:complexContent>
	</xs:complexType>
	
</xs:schema>

XML file

<?xml version="1.0"?>

<list xmlns="http://mymix.org/" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
	 xsi:schemaLocation="http://mymix.org/ mixed-text-with-numbers.xsd">
	 
	<TextAndNumbers>
	I am <number1>44</number1> years old and I like <number2>4</number2> times the number <number3>11</number3>
    </TextAndNumbers>
	<TextAndNumbers>
	He is <number1>10</number1> meters tall. 
And he weights <number2>1000</number2> kilos. 
You can earn <number3>10</number3> cents if you figure out who he is.
    </TextAndNumbers>
</list>

Converting DTDs to XSDs

Below we shall present a few typical translation patterns

Most decent XML editors have a built-in translator that will do most of the work. However, generated XSD code is not necessarily the most pretty ...

e.g. in Exchanger XML Editor: Use Menu Schema -> Convert Schema. The result is fairly good. Make sure to validate the DTD, before you translate !

Below we present a table including XSD definitions for typical DTD structural elements. In the examples we use a namespace prefix for the XML and none for the Schema. Therefore an *.xsd file would look like this:

<schema xmlns="http://www.w3.org/2001/XMLSchema" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" 
	    xsi:schemaLocation="http://www.w3.org/2001/XMLSchema file:/usr/local/xngr/types/XML%20Schema/Validation/XMLSchema.xsd"
	    xmlns:t="http://testing.org/" 
	    targetNamespace="http://testing.org/" >

 <element name="ROOT">
  <complexType>
    <sequence>
     <element ref="t:A"/>
     <element ref="t:B"/>
    </sequence>
  </complexType>
 </element>

 <element name="A" type="string"/>
 <element name="B" type="string"/>
</schema>

The DTD to XSD examples were originally taken from http://www.w3.org/2000/04/schema_hack/

DTD	XML Schema
<!ELEMENT ROOT (A,B) >	<element name="ROOT"> <complexType> <sequence> <element ref="t:A"/> <element ref="t:B"/> </sequence> </complexType> </element>
<!ELEMENT ROOT (A\|B) >	<element name="ROOT"> <complexType> <choice> <element ref="t:A"/> <element ref="t:B"/> </choice> </complexType> </element>
<!ELEMENT ROOT (A\|(B,C)) >	<element name="ROOT"> <complexType> <choice> <element ref="t:A"/> <sequence> <element ref="t:B"/> <element ref="t:C"/> </sequence> </choice> </complexType> </element>
<!ELEMENT ROOT (A?,B+,C*) >	<element name="ROOT"> <complexType> <sequence> <element ref="t:A" minOccurs="0"/> <element ref="t:B" maxOccurs="unbounded"/> <element ref="t:C" minOccurs="0" maxOccurs="unbounded"/> </sequence> </complexType> <element>

Attribute definitions

DTD	XML Schema
<!ATTLIST ROOT a CDATA #REQUIRED>	<element name="ROOT"> <complexType content="elementOnly"> <attribute name="a" type="string" use="required"/> </complexType> </element>
<!ATTLIST ROOT a CDATA #IMPLIED>	<element name="ROOT"> <complexType content="elementOnly"> <attribute name="a" type="string" use="optional"/> </complexType> </element>
<!ATTLIST ROOT a (x\|y\|z)#REQUIRED;>	<element name="ROOT"> <complexType content="elementOnly"> <attribute name="a"> <simpleType base="string"> <enumeration value="x"/> <enumeration value="y"/> <enumeration value="z"/> </simpleType> </attribute> </complexType> </element>
<!ATTLIST ROOT a CDATA #FIXED "x">	<element name="ROOT"> <complexType content="elementOnly"> <attribute name="a" type="string" use="fixed" value="x"/> </complexType> </element>

XSD, XSLT and CSS association

Now it will get hairier. We will discuss:

How to associated both a DTD and an XSD with an XML file (i.e. you will have to change the DTD)
How to do an XSLT transform on an XML file that includes namespaces. See also XSLT for compound documents tutorial
How to use a CSS for an XML file that includes namespaces.

Associating both DTD and XSD with an XML file

If you associate an XSD with an XML file, the DTD will break because of the namespace declarations that are needed for associating an XSD. If you plan to keep the DTD, you will have to add these additional attributes to the DTD. If you don't manage, simply remove the DTD declaration from the XML file :)

XML - cd-list.xml:

<?xml version="1.0"?>
<cd-list xmlns="http://edutechwiki.unige.ch/en/XML/"
         xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
         xsi:schemaLocation="http://edutechwiki.unige.ch/en/XML/ cd-list.xsd" 
	>
 ......

XSD - d-list.xsd:

<!DOCTYPE cd-list SYSTEM "cd-list.dtd">
<?xml version="1.0" encoding="UTF-8"?>
<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema" 
	   targetNamespace="http://edutechwiki.unige.ch/en/XML/" 
           xmlns="http://edutechwiki.unige.ch/en/XML/" 
	   elementFormDefault="qualified">

Modified cd-list.dtd part to include attributes used for the XSD:

<?xml version="1.0"?>
<!ELEMENT cd-list (title,description?, cd*)>
<!ATTLIST cd-list xmlns CDATA #IMPLIED >
<!ATTLIST cd-list xmlns:xsi CDATA #IMPLIED >
<!ATTLIST cd-list xsi:schemaLocation CDATA #IMPLIED >

Using an XSLT with an XML file that includes namespaces

Since you now have namespaces declared in your XML file, XSLT transforms will be broken. The XSLT processor does require prefixes if there is a namespace. Unless I am very wrong (don't think so), this can't be helped .... Read more in XSLT for compound documents tutorial and maybe XML namespace

Example files:

XML

<?xml version="1.0"?>
<?xml-stylesheet href="cd-list.xsl" type="text/xsl"?>
		
<cd-list xmlns="http://edutechwiki.unige.ch/en/XML/"
         xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
         xsi:schemaLocation="http://edutechwiki.unige.ch/en/XML/ cd-list.xsd" 
	>

.......

XLST (start of file)

<xsl:stylesheet 
	xmlns:xsl = "http://www.w3.org/1999/XSL/Transform" 
	xmlns:my = "http://edutechwiki.unige.ch/en/XML/" 
	xmlns = "http://www.w3.org/1999/xhtml"
	version="1.0">
	
	<xsl:output method="xml" 
		doctype-system="http://www.w3.org/TR/xhtml1/DTD/xhtml1-transitional.dtd" 
		doctype-public="-//W3C//DTD XHTML 1.0 Transitional//EN" 
		indent="yes"/>

        <!-- root of XML file -->
	<xsl:template match="/">
		  <xsl:apply-templates select="my:cd-list"/>
	</xsl:template>
	
	<!-- CD list contents -->
	<xsl:template match="my:cd-list">
		<html xmlns="http://www.w3.org/1999/xhtml" >
			<head>
				<title>
					<xsl:value-of select="my:title"/>
				</title>
			</head>
			<body bgcolor="#FFFFFF">
		      <h1><xsl:value-of select="my:title"/></h1>
		      <xsl:apply-templates select="my:cd"/>
	         </body>
        </html>
	</xsl:template>

     .........

Also note that we start from the root of the file, i.e. "/". Alternatively, the we could have used select="/my:cd-list" for the template that generates the HTML root, but not simply select="my:cd-list"

The same problem exists if you produce HTML5, HTML4, etc. e.g. examine:

Note: there is a dangling namespace declaration in the output which won't hurt, but should be removed some day ....

Use of a CSS

The CSS should work as is, i.e. doesn't need namespaces

Example:

CD-List example

With respect to the DTD, the XSD just includes just a few data restrictions (I maybe will add some more some day ....). Also, please note that the the restriction on "genre" is not helpful, i.e. there is not enough choice. Try to fix this.

<?xml version="1.0" encoding="UTF-8"?>
<!-- XSD for a simple CD list -->
<!-- Made by daniel k. schneider, TECFA, April 2013 -->
<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema" 
		   targetNamespace="http://edutechwiki.unige.ch/en/XML/" 
           xmlns="http://edutechwiki.unige.ch/en/XML/" 
	       elementFormDefault="qualified">
	       
  <xs:element name="cd-list">
    <xs:complexType>
      <xs:sequence>
        <xs:element ref="title"/>
        <xs:element minOccurs="0" ref="description"/>
        <xs:element minOccurs="0" maxOccurs="unbounded" ref="cd"/>
      </xs:sequence>
    </xs:complexType>
  </xs:element>
  
  <xs:element name="cd">
    <xs:complexType>
      <xs:sequence>
        <xs:element ref="artist"/>
        <xs:element ref="title"/>
        <xs:element minOccurs="0" ref="genre"/>
        <xs:element minOccurs="0" ref="duration"/>
        <xs:element minOccurs="0" ref="rating"/>
        <xs:element minOccurs="0" ref="price"/>
        <xs:element minOccurs="0" ref="publisher"/>
        <xs:element minOccurs="0" ref="description"/>
        <xs:element minOccurs="0" ref="track-list"/>
      </xs:sequence>
    </xs:complexType>
  </xs:element>
  
  <xs:element name="track">
    <xs:complexType>
      <xs:sequence>
        <xs:element ref="title"/>
        <xs:element minOccurs="0" ref="artist"/>
        <xs:element minOccurs="0" ref="genre"/>
        <xs:element minOccurs="0" ref="duration"/>
        <xs:element minOccurs="0" ref="composer"/>
      </xs:sequence>
     <xs:attribute name="no">
       <xs:simpleType>
         <xs:restriction base="xs:integer">
            <xs:maxInclusive value="99"/>
         </xs:restriction>
       </xs:simpleType>
  	 </xs:attribute>
    </xs:complexType>
  </xs:element>
  
  <xs:element name="artist" type="xs:string"/>
  <xs:element name="composer" type="xs:string"/>
  
  <xs:element name="description">
    <xs:complexType mixed="true">
      <xs:choice minOccurs="0" maxOccurs="unbounded">
        <xs:element ref="heading"/>
        <xs:element ref="p"/>
      </xs:choice>
    </xs:complexType>
  </xs:element>
  
  <xs:element name="duration" type="xs:string"/>
  
  <xs:element name="genre">
       <xs:simpleType>
         <xs:restriction base="xs:string">
           <xs:enumeration value="Jazz"/>
           <xs:enumeration value="Blues"/>
           <xs:enumeration value="Hard Bop"/>
           <xs:enumeration value="Be Bop"/>
           <xs:enumeration value="Latin Jazz"/>
           <xs:enumeration value="Pop"/>
         </xs:restriction>
       </xs:simpleType>
  </xs:element>
   
  <xs:element name="heading" type="xs:string"/>
  
  <xs:element name="p">
  	<xs:simpleType>
      <xs:restriction base="xs:string">  
        <xs:minLength value="200"/>  
        <xs:maxLength value="1000"/>  
      </xs:restriction> 
    </xs:simpleType>
  </xs:element> 	

   <xs:element name="price">
    <xs:complexType mixed="true">
      <xs:attributeGroup ref="attlist.price"/>
    </xs:complexType>
  </xs:element>
  
  <xs:element name="publisher" type="xs:string"/>
  <xs:element name="rating" type="xs:string"/>
  <xs:element name="title" type="xs:string"/>
  
  <xs:element name="track-list">
    <xs:complexType>
      <xs:sequence>
        <xs:element minOccurs="0" maxOccurs="unbounded" ref="track"/>
      </xs:sequence>
    </xs:complexType>
  </xs:element>
  
  <xs:attributeGroup name="attlist.price">
    <xs:attribute name="currency" default="CHF">
      <xs:simpleType>
        <xs:restriction base="xs:token">
          <xs:enumeration value="CHF"/>
          <xs:enumeration value="Euros"/>
          <xs:enumeration value="Dollars"/>
        </xs:restriction>
      </xs:simpleType>
    </xs:attribute>
  </xs:attributeGroup>
  
</xs:schema>

Links

XML Schema Part 0: Primer Second Edition (W3C)
XML Schemas: Best Practices (last updated 2006, when retrieved 18:58, 9 December 2010 (CET))
- Global versus Local (A Collectively Developed Set of Schema Design Guidelines)
XML Schema Tutorial (W3CSchools)

XML Schemas (XSD) Reference (Microsoft)

XML Schema tutorial - Basics

Contents

Introduction

Types of XML grammars

Resources

XSD bare bones

The structure and namespace of an XSD file

Namespaces and namespace prefixes

Solution 1: Give a namespace prefix to the XSD code

Solution 2: Give a namespace to target code and then prefix it

Association of an XSD with an XML file - validation

Association of XSD with XML, Solution 1

Association of XSD with XML, Solution 2

Defining elements, attributes and structure

Element definitions

Data types

Organization of elements

Salami vs. russian puppet style

Sequences

Choice

Mixed contents (tags and text)

Empty elements

Attributes

Russian puppet style

Salami style

Value restrictions

Simple user-defined types (simpleType)

Value constraints with xs:restriction

Some Design patterns

Mixed contents with typed elements inside

Converting DTDs to XSDs

XSD, XSLT and CSS association

Associating both DTD and XSD with an XML file

Using an XSLT with an XML file that includes namespaces

Use of a CSS

CD-List example

Links

Navigation menu

XML Schema tutorial - Basics

Introduction

Types of XML grammars

Resources

XSD bare bones

The structure and namespace of an XSD file

Namespaces and namespace prefixes

Solution 1: Give a namespace prefix to the XSD code

Solution 2: Give a namespace to target code and then prefix it

Association of an XSD with an XML file - validation

Association of XSD with XML, Solution 1

Association of XSD with XML, Solution 2

Defining elements, attributes and structure

Element definitions

Data types

Organization of elements

Salami vs. russian puppet style

Sequences

Choice

Mixed contents (tags and text)

Empty elements

Attributes

Russian puppet style

Salami style

Value restrictions

Simple user-defined types (simpleType)

Value constraints with xs:restriction

Some Design patterns

Mixed contents with typed elements inside

Converting DTDs to XSDs

XSD, XSLT and CSS association

Associating both DTD and XSD with an XML file

Using an XSLT with an XML file that includes namespaces

Use of a CSS

CD-List example

Links

Navigation menu

Slow Search